WHO WE SERVE
Regulations are constantly changing within the retirement plan marketplace and fiduciary responsibilities can be challenging. Wealth Management LLC will acknowledge our fiduciary status in writing which can reduce Plan Sponsor’s level of liability and offer a level of protection.
Wealth Management takes on the role of “investment manager” in writing. This allows the Plan Sponsors and Financial Professionals to delegate responsibility to our firm for selection, monitoring and replacing funds which, in turn, significantly reduces investment related fiduciary liability.
We can act either as a 3(21) or a 3(38) fiduciary (model portfolio or full fiduciary).
Our Models Help Simplify Investing
We offer a multitude of pre-defined model portfolios in which investors can choose between whether they prefer one of the core fund lineups with a 10-year screening criteria or the core fund lineup with the 5-year screening criteria. These core lineups are evaluated using specific fiduciary mandates.
Investors are then able to assess their risk tolerance from Aggressive to Conservative and choose the correct model with ease.